Balter Wealth Management is a registered branch of LPL Financial.
Your Account Carries SIPC and Excess SIPC Coverage
LPL Financial has a network of more than 11,000 investment professionals providing financial services, products and objective advice to investors nationwide. LPL Financial is a member firm of the Securities Investor Protection Corporation (SIPC).
LPL Financial SIPC membership provides account protection up to a maximum of $500,000 per customer, of which $100,000 may be in cash. The account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.
Additionally, through Lloyd’s of London, LPL Financial accounts have additional securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $750,000,000 subject to conditions and limitations. This extensive coverage reflects a strong commitment to serving your investment needs and is one of the highest available in the retail securities industry.
If you would like more information on SIPC, including an explanatory brochure, it may be obtained by calling SIPC directly at (202) 371-8300 or by visiting www.SIPC.org.
LPL Financial has three national operations centers.
Boston
San Diego
Charlotte
LPL Financial serves over 3 Million client accounts with over $200 Billion under management.
Click here for the latest Statement of Financial Condition report filed with the SEC.